0001235668-15-000001.txt : 20150422
0001235668-15-000001.hdr.sgml : 20150422
20150422135602
ACCESSION NUMBER: 0001235668-15-000001
CONFORMED SUBMISSION TYPE: SC 13D/A
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20150422
DATE AS OF CHANGE: 20150422
SUBJECT COMPANY:
COMPANY DATA:
COMPANY CONFORMED NAME: NOVATION COMPANIES, INC.
CENTRAL INDEX KEY: 0001025953
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE AGENTS & MANAGERS (FOR OTHERS) [6531]
IRS NUMBER: 742830661
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: SC 13D/A
SEC ACT: 1934 Act
SEC FILE NUMBER: 005-52325
FILM NUMBER: 15785209
BUSINESS ADDRESS:
STREET 1: 2114 CENTRAL
STREET 2: STE 600
CITY: KANSAS CITY
STATE: MO
ZIP: 64108
BUSINESS PHONE: 8162377000
MAIL ADDRESS:
STREET 1: 2114 CENTRAL
STREET 2: STE 600
CITY: KANSAS CITY
STATE: MO
ZIP: 64108
FORMER COMPANY:
FORMER CONFORMED NAME: NOVASTAR FINANCIAL INC
DATE OF NAME CHANGE: 19970723
FILED BY:
COMPANY DATA:
COMPANY CONFORMED NAME: IGDALOFF BARRY
CENTRAL INDEX KEY: 0001235668
FILING VALUES:
FORM TYPE: SC 13D/A
SC 13D/A
1
13DA2.txt
13D/A2
OMB Number 3235-0145
United States
Securities and Exchange Commission
Washington DC 20549
Schedule 13D
Under the Securities and Exchange Act of 1934
(Amendment No. 2)
Novastar Financial, Inc.
Name of Issuer
Common Stock ($.01 par value per share)
Title of Class of Securities
CUSIP Number 669947400
Barry Igdaloff
PO Box 317
Blacklick, Ohio 43004, 614-939-0166
(Name, Address and Telephone Number of Person Authorized
to Receive Notices and Communications)
None
Date of Event which Requires Filing of this Statement
If this filing person has previously filed a statement on Schedule 13G to
report the acquisition that is the subject of this Schedule 13D, and is
filing this schedule because of 240.13d-1(e) (f) or (g), check the
following box / /.
Note: Scheduled filed in paper format shall include a signed
original and five copies of the schedule including all exhibits.
See 240.13D-7 for other parties to who copies are to be sent.
*The remainder of this cover page shall be filled out for a reporting
person's initial filing on this form with respect to the subject to the
subject class of securities, and for any subsequent amendment containing
information which would alter disclosures provided in a prior cover page.
The information required on the remainder of this cover page shall not be
deemed to be filed" for the purpose of Section 18 of the Securities
Exchange Act of 1934 ("Act") or otherwise subject to the liabilities
of that Section of the Act, but shall be subject to all other provisions
of the Act (however see the Notes).
1 Name of Reporting Person Barry Igdaloff
2 If a member group a) / /
b) / /
3 SEC Use only
4 Source of Funds PF
5 Check if Disclosure
6 Citizenship U.S.A.
Number of Shares 7 Sole Voting 7,677,463
Beneficially
Owned By Each 8 Shared Voting 0
Reporting Person
With 9 Sole Dispositive 7,677,463
10 Shared Dispositive 0
11 Aggregate Amount Beneficially owned 7,677,463
12 Check if Aggregate Amount (11) Excludes Certain Shares
13 Percent of Class Represented by amount in row (11) 8.39 %
14 Type of Reporting Person IA
Item 1. Security and Issuer
Novastar Financial, Inc.
Common Stock
Par Value .01 CUSIP 669947400
Novastar Financial, Inc.
2114 Central, Suite 600
Kansas City, Missouri 64108
816 237-7000
Item 2. Identity and Background
Barry Igdaloff
a) Barry Igdaloff
b) 2480 Colts Neck Road
Blacklick, Ohio 43004
c) Present principal occupation- Investment Advisor
Rose Capital
2480 Colts Neck Road
Blacklick, Ohio 43004
d) Barry Igdaloff has not been convicted in any criminal proceedings
(excluding traffic violations or similar misdemeanors, if any) within
the last five years.
e) Barry Igdaloff has not been party to any civil proceedings of
a judicial or administrative body or competent jurisdiction of the type
described in Item 2 of Schedule 13D within the last five years.
f) U.S.A.
Item 3. Source and Amount of Funds or Other Consideration
Item 3. is hereby amended to add the following:
887,795 shares were acquired in open market
purchases for a total of $382,578 since the last amended 13D
filed on 11/14/11. All such shares were purchased with personal
funds for investment purposes. No purchases were made in last 60 days.
All such shares were purchased by clients of Rose Capital.
Item 5. Interest in Securities of the Issuer
Item 5. is hereby amended and restated to read as follows:
The outstanding Common Shares of the Issuer is 91,479,519
as of April 22, 2015.
(a)(b) The aggregate owned by the reporting party is 7,677,463 shares
or 8.39% of the outstanding shares.
Included in this total is 3,169,568 shares owned by investment
advisory clients of Mr. Igdaloff. Mr. Igdaloff has been granted
voting and dispositive power for these shares.
Signature After reasonable inquiry and to the best of my knowledge
and belief, I certify that the information set forth in this
statement is true, complete and correct.
Date: April 22, 2015
/s/
Barry Igdaloff